多宝游戏下载

Skip to main content
U.S. flag
An official website of the United States government
Dot gov
The .gov means it鈥檚 official. 
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you鈥檙e on a federal government site.
Https
The site is secure. 
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.
INACTIVE
This page is no longer active. Its content has expired or been rescinded by the 多宝游戏下载.

Sales Practices for Government Securities

Risk Management Practices
May 17, 1996

TO: CHIEF EXECUTIVE OFFICER
SUBJECT: Joint Notice of Proposed Rulemaking鈥擲ales
Practices for Government Securities (Part 368)

The 多宝游戏下载, the Office of the Comptroller of the Currency and the Federal Reserve Board have proposed for public comment rules governing sales practices for government securities sold by bank brokers or dealers. These rules are substantially identical to the National Association of Securities Dealers' (NASD) rules governing the sales of government securities by non- bank brokers or dealers. The attached Federal Register notice defines a proposed Business Conduct Rule, a Suitability Rule, and a Suitability Interpretation.

The 多宝游戏下载 will accept public comments on the proposed rulemaking until June 24, 1996. For more information about the proposal, please contact one of the 多宝游戏下载 officials listed on page 18470 of the attached Federal Register notice.

Nicholas J. Ketcha Jr.
Director

Attachment: PDF Format (63 kb, PDF help or hard copy ), HTML Format

Distribution: 多宝游戏下载-Supervised Banks (Commercial and Savings)


FIL-30-96

Last Updated: May 17, 1996