多宝游戏下载

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Forms and Documents

Bank Supervision: Reports & Notices

Download, fill out, and submit the following forms depending on use:

  • Electronic Submission: For public use when digital signatures (via DocuSign) are required.
  • Adobe PDF / MS Word Document: For public use when print-and-sign signatures are required.
  • 多宝游戏下载connect: For financial institutions conducting business with the 多宝游戏下载. For each form identified as "Available via 多宝游戏下载connect," a financial institution can submit the form electronically by accessing the 多宝游戏下载connect transaction of the same name.

For more information on downloading and using these files, see PDF Help, MS Word Help, and .

Form Title/NumberAvailable via 多宝游戏下载connect?
Form 3: Initial Statement of Beneficial Ownership of Securities
多宝游戏下载 6800/03 (OMB 3064-0030, Expiration Date 04/30/2026)
(Formerly Form F-7)
Form 3 Instructions
 
Form 4: Statement of Changes in Beneficial Ownership of Securities 
多宝游戏下载 6800/04 (OMB 3064-0030, Expiration Date 04/30/2026)
(Formerly Form F-8)
Form 4 Instructions
 
Form 5: Annual Statement of Beneficial Ownership of Securities
多宝游戏下载 6800/05 (OMB 3064-0030, Expiration Date 04/30/2026)
(Formerly Form F-8A)
Form 5 Instructions
 
Interagency Bank Merger Act Application 
多宝游戏下载 6220/01 (OMB 3064-0015, Expiration Date 05/31/2027)
Interagency Biographical and Financial Report 
多宝游戏下载 6200/06 (OMB 3064-0006, Expiration Date 08/31/2027

 
Interagency Notice of Change in Control
多宝游戏下载 6822/01 (OMB 3064-0019, Expiration Date 08/31/2027)
Interagency Notice of Change in Director of Senior Executive Officer
多宝游戏下载 6822/02 (OMB 3064-0097, Expiration Date 08/31/2027)
Notice and Authorization Pertaining to Consumer Reports Pursuant to the Fair Credit Reporting Act of 1970, 15 U.S.C. 搂 1681, et seq.
多宝游戏下载 1600/10
 
Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN). 
多宝游戏下载 6830/01 (OMB 3064-0093, Expiration Date 03/31/2025) 
 

 
Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer (G-FINW). 
多宝游戏下载 6830/04 (OMB 3064-0093, Expiration Date 03/31/2025) 
 

 
Notification of Performance of Bank Services 
多宝游戏下载 6120/06 (OMB 3064-0029, Expiration Date 06/30/2026)
Registered Transfer Agents
Transfer Agent Registration and Amendment Form (Form TA-1)
多宝游戏下载 6342/01 (OMB 3064-0026, Expiration Date 02/28/2026) 

 
Registered Transfer Agent
Request for Deregistration for Registered Transfer Agents (Form TA-W) 
多宝游戏下载 6342/12 (OMB 3064-0026, Expiration Date 02/28/2026) 

 
Disclosure form for persons associated with a Financial Institution Government Securities Broker or Dealer (G-FIN-4) 
多宝游戏下载 6830/02 (OMB 3064-0093, Expiration Date 03/31/2025) 

 
Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or Dealer (G-FIN-5) 
多宝游戏下载 6830/03 (OMB 3064-0093, Expiration Date 03/31/2025) 

 
Application for registration as a municipal securities dealer or amendment of the same (Form MSD)
(, Expiration Date 11/30/2022) 
 
 
Form for reporting activities of transfer agents registered pursuant to Section 17A of the Securities Exchange Act of 1934 (TA-2)
(, Expiration Date 02/28/2022)
 
Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated With a Bank Municipal Securities Dealer (MSD-4)
多宝游戏下载 6200/54 (OMB 3064-0022, Expiration Date 05/31/2027)
MSD-4 Instructions 

 
Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer (MSD-5)
多宝游戏下载 6200/55 (OMB 3064-0022, Expiration Date 05/31/2027)
MSD-5 Instructions 

 
Notice of Withdrawal From Registration as a Municipal Securities Dealer
Pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1) (MSD-W)
(, Expiration Date 12/31/2022)
 
 
The supports electronic filing of Bank Secrecy Act (BSA) forms (either individually or in batches) through a FinCEN secure network. BSA E-Filing provides a faster, more convenient, more secure, and more cost-effective method for submitting BSA forms. Learn more about BSA E-Filing here. 
Notification of Branch Closing
多宝游戏下载 Post Examination Surveys

Last Updated: March 25, 2024